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融合表征解耦与评分协作机制的多维度作文自动评分方法

王炯,  吴浩,  余胜泉

王炯, 吴浩, 余胜泉. 融合表征解耦与评分协作机制的多维度作文自动评分方法. 自动化学报, xxxx, xx(x): x−xx doi: 10.16383/j.aas.c260149
引用本文: 王炯, 吴浩, 余胜泉. 融合表征解耦与评分协作机制的多维度作文自动评分方法. 自动化学报, xxxx, xx(x): x−xx doi: 10.16383/j.aas.c260149
Wang Jiong, Wu Hao, Yu Sheng-Quan. Multi-dimensional automated essay scoring based on disentangled representation and collaborative scoring mechanism. Acta Automatica Sinica, xxxx, xx(x): x−xx doi: 10.16383/j.aas.c260149
Citation: Wang Jiong, Wu Hao, Yu Sheng-Quan. Multi-dimensional automated essay scoring based on disentangled representation and collaborative scoring mechanism. Acta Automatica Sinica, xxxx, xx(x): x−xx doi: 10.16383/j.aas.c260149

融合表征解耦与评分协作机制的多维度作文自动评分方法

doi: 10.16383/j.aas.c260149 cstr: 32138.14.j.aas.c260149
基金项目: 国家自然科学基金(62477002)资助
详细信息
    作者简介:

    王炯:北京师范大学人工智能学院博士研究生. 2024年获得首都师范大学人工智能专业硕士学位. 主要研究方向为自然语言处理, 教育智能应用与知识工程. E-mail: jjoinw@mail.bnu.edu.cn

    吴浩:北京师范大学人工智能学院博士研究生. 2025年获得广州大学教育技术学专业硕士学位. 主要研究方向为人工智能教育应用, 教育数据挖掘和教育智能体. E-mail: jjoinw@mail.bnu.edu.cn

    余胜泉:北京师范大学未来教育高精尖创新中心执行主任. 2000年获得北京师范大学教育技术学专业博士学位. 主要研究方向为人工智能教育应用, 教育大数据, 移动教育与泛在学习和区域性教育信息化. 本文通信作者. E-mail: yusq@bnu.edu.cn

Multi-Dimensional Automated Essay Scoring Based on Disentangled Representation and Collaborative Scoring Mechanism

Funds: Supported by National Natural Science Foundation of China (62477002)
More Information
    Author Bio:

    WANG Jiong Ph. D. candidate at the School of Artificial Intelligence, Beijing Normal University He received his master degree in Artificial Intelligence from Capital Normal University in 2024. His research interests include natural language processing, educational intelligence applications, and knowledge engineering

    WU Hao Ph. D. candidate at the School of Artificial Intelligence, Beijing Normal University He received his master degree in Educational Technology from Guangzhou University in 2025. His research interests include artificial intelligence education applications, educational data mining, and educational agents

    YU Sheng-Quan Executive director at the Advanced Innovation Center for Future Education, Beijing Normal University. He received his Ph.D. de-gree in educational technology from Beijing NormalUniversity in 2000. His research interests include ap-plications of artificial intelligence in education, educa-tional big data, mobile education and ubiquitous learn-ing, and regional educational informatization. Corresponding author of this paper

  • 摘要: 多维度作文评分旨在从多个评分维度对作文质量进行细粒度评估, 从而实现更加全面和客观的自动化评价. 现有方法大多基于共享预训练编码器提取统一文本表示, 并在此基础上分别预测各维度得分. 然而, 这种共享表示往往混合了不同评分维度的信息, 导致维度间特征相互干扰, 削弱模型对特定维度差异的感知能力, 进而限制整体评分性能的提升. 为解决上述问题, 提出了一种基于“解耦−协作”机制的多维度特征学习框架, 旨在通过增强维度特征的独立建模能力与跨维度评分协同能力. 首先, 针对共享编码器所产生的特征过度耦合问题, 通过引入大语言模型生成维度特定的质量描述, 并将其作为外部知识信号引导维度表征学习, 从而促进共享表示的解耦. 其次, 为提高多任务学习过程中评分维度间的跨维度协同评分能力, 进一步引入促进评分协作的混合专家机制, 通过动态路由实现维度间的可控信息交互, 在保持维度独立性的同时充分利用跨维度相关信息. 在公开数据集上的实验结果表明, 所提出方法增强了模型对维度特征差异的感知能力, 在整体评分及不同维度的评分上均取得了优于现有方法的性能表现.
    1)  †王炯和吴浩的贡献相同
  • 图  1  本文提出的方法框架

    Fig.  1  The framework of the proposed method in this paper

    图  2  五折交叉验证的逐折结果分析

    Fig.  2  Performance analysis across folds in 5-fold cross-validation

    图  3  不同随机种子下的模型表现分析

    Fig.  3  Analysis of model performance under different random seeds

    图  4  不同跨评分维度协同网络的性能比较实验

    Fig.  4  Performance comparison of different cross-dimension collaborative networks

    图  5  LLM生成评分依据的有效性分析实验

    Fig.  5  Experimental results on the validity analysis of scoring rationals generated by LLMs

    图  6  不同模型设置对评分结果的影响

    Fig.  6  The effects of different model settings on scoring results

    图  7  使用大语言模型对作文不同评分维度进行评估的提示模板示例

    Fig.  7  Examples of prompt templates for scoring essay traits by LLMs

    表  1  ASAP和ASAP++数据集详细统计信息

    Table  1  Detailed statistical information of the ASAP and ASAP++ datasets

    提示编号 体裁 分数范围 总作文数 评分维度
    1 议论文 2-12 1813 内容、组织结构、单词选择、句子流畅度、书写规范性
    2 议论文 1-6 1800 内容、组织结构、单词选择、句子流畅度、书写规范性
    3 依托文献文 0-3 1726 内容、主题依从性、语言运用性、叙事性
    4 依托文献文 0-3 1772 内容、主题依从性、语言运用性、叙事性
    5 依托文献文 0-4 1806 内容、主题依从性、语言运用性、叙事性
    6 依托文献文 0-4 1800 内容、主题依从性、语言运用性、叙事性
    7 记叙文 0-30 1569 内容、组织结构、书写规范性、写作风格
    8 记叙文 0-60 723 内容、组织结构、单词选择、句子流畅度、书写规范性、文风
    下载: 导出CSV

    表  2  在每个提示上所有维度上的平均QWK分数

    Table  2  Average QWK scores of each Prompt across all dimensions.

    模型 提示1 提示2 提示3 提示4 提示5 提示6 提示7 提示8 平均↑ (SD ↓)
    ArTS0.7080.7060.7040.7670.7230.7760.7490.6030.717 (± 0.025)
    SaMRL0.7170.7030.7150.7730.7290.7780.7450.6040.720 (± 0.016)
    Llama2-13B0.7020.6410.7000.7210.6910.7360.7000.5920.685 (± 0.030)
    RMTS(GPT)0.7160.7040.7230.7720.7370.7690.7360.6510.726 (± 0.042)
    RMTS(Llama)0.7050.6920.7140.7660.7260.7730.7260.6580.720 (± 0.044)
    HISK0.6740.5860.6510.6810.6930.7090.6410.5160.644 (-)
    STL-LSTM0.6900.6220.6630.7190.7190.7530.7040.5920.684 (-)
    MTL-BiLSTM0.6700.6110.6470.7080.7040.7120.6840.5810.665(-)
    T-MES0.7280.6840.7020.7710.7260.7540.7550.6290.719 (-)
    本文方法0.7280.7180.7150.7760.7290.7690.7590.6510.730 (± 0.022)
    下载: 导出CSV

    表  3  在所有提示上每个评分维度的平均QWK分数

    Table  3  Average QWK scores of each scoring dimension across all prompts

    模型 总分 内容 主题依从度 语言规范性 叙事性 组织结构 书写规范性 单词选择 句子流畅性 写作风格 文风 平均值↑ (SD ↓)
    ArTS0.7370.7270.7510.7020.7390.6650.6790.6720.6790.7350.5570.695 (± 0.018)
    SaMRL0.7500.7320.7540.7040.7400.6700.6840.6810.6850.7260.5580.699 (± 0.022)
    Llama2-13B0.6900.6940.7160.6790.7080.6660.6490.6640.6600.6450.5840.685 (± 0.034)
    RMTS(GPT)0.7160.7370.7520.7130.7440.6820.6900.7050.6940.7020.6120.708 (± 0.043)
    RMTS(Llama)0.7540.7300.7490.7010.7370.6750.6840.6900.6840.6960.6400.704 (± 0.042)
    HISK0.7180.6790.6970.6050.6590.6100.5270.5790.5530.6090.4890.611 (-)
    STL-LSTM0.7500.7070.7310.6400.6990.6490.6050.6210.6120.6590.5440.656 (-)
    MTL-BiLSTM0.7640.6850.7010.6040.6680.6150.5600.6150.5980.6320.5820.638 (-)
    T-MES0.7740.7300.7500.7020.7300.6850.6860.6790.6750.6930.5900.700 (-)
    本文方法0.7750.7450.7580.6930.7270.7010.6990.6980.6870.7150.6200.711 (± 0.024)
    下载: 导出CSV

    表  4  本文方法关键模块对每个提示上多维度评分结果的影响

    Table  4  Effects of key modules of the proposed method on multi-dimensional scoring results for each prompt

    模型 提示1 提示2 提示3 提示4 提示5 提示6 提示7 提示8 平均↑ (SD ↓)
    本文方法 0.728 0.718 0.715 0.776 0.729 0.769 0.759 0.651 0.730 (± 0.022)
    移除LLM 0.725 0.678 0.699 0.772 0.725 0.760 0.750 0.609 0.714 (± 0.025)
    移除T-MoE 0.731 0.684 0.703 0.770 0.727 0.770 0.754 0.622 0.720 (± 0.024)
    同时移除LLM和T-MoE 0.710 0.670 0.700 0.756 0.710 0.728 0.742 0.615 0.702 (± 0.027)
    下载: 导出CSV

    表  5  本文方法关键模块对每个评分维度的影响

    Table  5  Effects of key modules of the proposed method on each scoring dimension

    模型 总分 内容 主题依附度 语言规范性 叙事性 组织结构 规范性 单词选择 句子流畅性 写作风格 写作文风 平均值↑ (SD ↓)
    本文方法 0.775 0.745 0.758 0.693 0.727 0.701 0.699 0.698 0.687 0.715 0.620 0.711 (± 0.024)
    移除LLM 0.763 0.730 0.755 0.679 0.722 0.675 0.679 0.662 0.652 0.675 0.575 0.688 (± 0.028)
    移除T-MoE 0.762 0.731 0.752 0.681 0.725 0.683 0.667 0.671 0.664 0.699 0.574 0.692 (± 0.038)
    同时移除LLM和T-MoE 0.756 0.711 0.730 0.696 0.724 0.675 0.667 0.666 0.672 0.656 0.525 0.680 (± 0.029)
    下载: 导出CSV

    表  6  不同方法的平均QWK与参数量对比

    Table  6  Comparison of parameter quantity and scoring performance among different multi-dimensional scoring method

    方法 平均QWK 参数量(M)
    T-MES 0.719 129
    Ar-TS 0.715 220
    SaMRL 0.720 220
    RMTS 0.726 323
    本文方法 0.730 138
    下载: 导出CSV

    表  7  GPT-3.5-turbo针对提示1生成的维度评分依据案例分析

    Table  7  A case study of the trait scoring rationale generated by GPT-3.5-turbo for Prompt 1

    作文 Dear @ORGANIZATION1, I understand that the idea of advances in technology benefiting society is a very controversal topic. However, I support these advances in technology and I believe that computers have a positive effect on people. They allow friends and family who live far away from each other to communicate and stay in touch. Computers @CAPS7 allow easy access to the news and online textbooks which provides an enourmous amount of benifits to today's society. In the long run, doing more things by computer instead of on paper will save billions of trees! … Computer activities keep our brain excercising and @MONTH1 even help us hit more accurately next baseball season! Three out of five kids at @ORGANIZATION2 say that @CAPS5 they didn't have a computer growing up, they wouldn't be as good at their sport. Computers are an extremely useful recource for many things that we need to take advantages of!
    LLM生成的不同维度评分依据 [句子流畅度]: The essay demonstrates a mix of fluid and awkward sentence constructions. Some sentences flow naturally, while others are choppy or contain grammatical errors. Variance in sentence structure and length adds interest, but repetitive patterns detract from overall impact.
    [单词选择]: The essay demonstrates a limited range of vocabulary, relying on overused expressions and clichés (“beneficial to society, ” “positive effect, ” “extremely useful”). Words are often misused or imprecise, such as “enourmous, ” “benifits, ” and “sace.”
    [规范性]: The essay demonstrates limited control of standard writing conventions. It contains frequent spelling errors (e.g., “enourmous, ” “benifits, ” “tremenciously”), incorrect punctuation, and inconsistent capitalization. Grammar and usage errors also impede readability, requiring significant editing.
    [组织结构]: The essay is disorganized, lacking clear transitions between ideas. The writer jumps between topics, including personal anecdotes, statistics, and quotes, without a cohesive structure. The text is fragmented, with multiple ideas and quotes presented without logical connections or a clear flow.
    [内容]: The essay presents a clear stance on the benefits of computers, citing examples of communication, education, and environmental benefits. However, it relies heavily on personal anecdotes and quotes, lacks depth in analysis, and contains grammatical errors and awkward phrasing, detracting from its overall effectiveness.
    下载: 导出CSV
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  • 收稿日期:  2026-02-27
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