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作者识别研究综述

张洋 江铭虎

张洋, 江铭虎. 作者识别研究综述. 自动化学报, 2021, 47(11): 2501−2520 doi: 10.16383/j.aas.c200654
引用本文: 张洋, 江铭虎. 作者识别研究综述. 自动化学报, 2021, 47(11): 2501−2520 doi: 10.16383/j.aas.c200654
Zhang Yang, Jiang Ming-Hu. A review on authorship identification research. Acta Automatica Sinica, 2021, 47(11): 2501−2520 doi: 10.16383/j.aas.c200654
Citation: Zhang Yang, Jiang Ming-Hu. A review on authorship identification research. Acta Automatica Sinica, 2021, 47(11): 2501−2520 doi: 10.16383/j.aas.c200654

作者识别研究综述

doi: 10.16383/j.aas.c200654
基金项目: 国家自然科学基金(62036001)资助
详细信息
    作者简介:

    张洋:清华大学人文学院中文系博士研究生. 主要研究方向为作者识别, 文本分类, 情感分析. E-mail: yumaoqiuq@163.com

    江铭虎:清华大学人文学院中文系教授. 主要研究方向为自然语言处理, 脑与语言认知, 模式识别, 人工智能. 本文通信作者. E-mail: jiang.mh@mail.tsinghua.edu.cn

A Review on Authorship Identification Research

Funds: Supported by National Natural Science Foundation of China (62036001)
More Information
    Author Bio:

    ZHANG Yang Ph. D. candidate in the Department of Chinese Language and Literature, School of Humanities, Tsinghua University. His research interest covers authorship identification, text categorization, sentiment analysis

    JIANG Ming-Hu Professor in the Department of Chinese Language and Literature, School of Humanities, Tsinghua University. His research interest covers natural language processing, brain and language cognition, pattern recognition, artificial intelligence. Corresponding author of this paper

  • 摘要: 作者识别是根据已知文本推断未知文本作者的交叉学科. 其传统研究通常基于文学或语言学的经验知识, 而现代研究则主要依靠数学方法量化作者的写作风格. 近些年, 随着认知科学、系统科学和信息技术的发展, 作者识别受到越来越多研究者的关注. 本文主要站在计算语言学的角度综述作者识别领域现代研究中的方法和思路. 首先, 简要介绍了作者识别的发展历程. 然后, 详述了文体风格特征、作者识别方法以及该领域中多层面的研究. 接着介绍了与作者识别相关的一些评测、数据集及评价指标. 最后, 指出该领域存在的一些问题, 结合这些问题分析并展望了作者识别的发展趋势.
    1)  1 https://umlt.infotech.monash.edu/?page_id=2662 http://u.cs.biu.ac.il/~koppel/BlogCorpus.htm3 https://umlt.infotech.monash.edu/?page_id=1524 https://www.cs.cmu.edu/~./enron/5 https://drive.google.com/drive/folders/1hlIWVSt0dfy8fz8d4w RzZItl-LCo5BH1?usp=sharing
    2)  2 http://u.cs.biu.ac.il/~koppel/BlogCorpus.htm
    3)  3 https://umlt.infotech.monash.edu/?page_id=152
    4)  4 https://www.cs.cmu.edu/~./enron/
    5)  5 https://drive.google.com/drive/folders/1hlIWVSt0dfy8fz8d4w RzZItl-LCo5BH1?usp=sharing
    6)  6 https://archive.ics.uci.edu/ml/datasets/Reuter_50_507 https://pan.webis.de
    7)  7 https://pan.webis.de
  • 图  1  作者识别流程图

    Fig.  1  Flow diagram of authorship identification

    表  1  文体风格特征对比表

    Table  1  Comparative table of stylometry

    文体特征特征细分获取难易度应用广泛度其他
    字符特征字符数量, 字符 n-gram, 字符错误非常容易, 可直接提取很高主题独立, 可捕捉书写错误, 特征维度容易过大, 导致数据稀疏
    词汇特征词长, 词频, 词汇丰富度, 单词 n-gram, 词拼写错误容易, 直接提取或分词后提取很高主题相关, 可捕捉书写错误
    句法特征短语或句子结构, 词性 n-gram,
    句法 n-gram, 重写规则频率
    较难, 深层句法特征需借助句
    法解析器
    主题独立, 通常不具有连续性, 解析器容易引入噪声
    语义特征同义词, 语义依赖困难, 需借助语义分析工具很低主题相关, 通常作为其他特征的补充, 很少独立使用
    下载: 导出CSV

    表  2  无监督方法对比表

    Table  2  Comparative table of unsupervised method

    方法模型策略算法
    k 均值聚类k 中心聚类样本与类中心距离最小迭代算法
    层次聚类聚类树类内样本距离最小启发式算法
    高斯混合聚类高斯混合模型似然函数最大期望最大化算法
    LSA矩阵分解模型平方损失最小奇异值分解
    LDALDA 模型后验概率估计吉布斯抽样, 变分推理
    下载: 导出CSV

    表  3  有监督方法对比表

    Table  3  Comparative table of supervised method

    方法模型类型模型特点学习策略稳定性准确率
    NB生成模型特征与类别的联合概率分布, 条件独立假设极大似然估计, 最大后验概率估计
    SVM判别模型分离超平面, 核技巧极小化正则化合页损失, 软间隔最大化
    DT判别模型分类树、回归树正则化的极大似然估计
    KNN判别模型特征空间, 样本点
    NN判别模型神经元拓扑结构目标函数最小化偏高
    下载: 导出CSV
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出版历程
  • 收稿日期:  2020-08-14
  • 录用日期:  2021-02-09
  • 网络出版日期:  2021-03-17
  • 刊出日期:  2021-11-18

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